ABSA SECURITIES UNITED KINGDOM LIMITED

• Principal Place of Business

  Absa Securities UK

  40 Bank Street

  London

  Tower Hamlets

  E14 5NR

  UNITED KINGDOM

  Phone

  +4402039616049

• Complaints Contact

  Absa Securities UK

  40 Bank Street

  London

  E14 5NR

  UNITED KINGDOM

  Phone

  +442039616049

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Elie Moussallem

  IRN EXM00056

  • [FCA CF] Client dealing (since 7 Jul 2025)
• Emma Rosa Lydia Kuusela

  IRN ERK01009

  • CF30 Customer (6 May 2019 to 8 Dec 2019)
• Eric Standing

  IRN EAS01065

  • [FCA CF] Client dealing (since 24 Feb 2020)
• Evangelia Komiopoulou

  IRN EXK01161

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Mar 2022)
  • CF30 Customer (12 Nov 2018 to 8 Dec 2019)
• Gary Harper

  IRN GJH01120

  • [FCA CF] Manager of certification employee (16 Mar 2022 to 8 Jan 2026)
  • [FCA CF] Client dealing (8 Mar 2022 to 8 Jan 2026)
• Hareesh Kumar Reddy Gangireddygari

  IRN HKG01006

  • [FCA CF] Manager of certification employee (since 5 Dec 2023)
  • [FCA CF] Significant management (since 31 Mar 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
  • CF30 Customer (17 Jul 2019 to 8 Dec 2019)
• Hasnen Varawalla

  IRN HXV01018

  • [FCA CF] Manager of certification employee (since 5 Dec 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 5 Dec 2023)
  • CF30 Customer (17 May 2019 to 8 Dec 2019)
• Irene Maina

  IRN IXW00129

  • [FCA CF] Client dealing (since 6 Jun 2023)
• James Agin

  IRN JXA00713

  • Director of firm who is not a certification employee or a SMF manager (since 13 Dec 2024)
• James Thorne

  IRN JXT00733

  • [FCA CF] Client dealing (since 3 Oct 2024)

No changes recorded yet.