Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ABSA SECURITIES UNITED KINGDOM LIMITED
FRN 808323
- [FCA CF] Client dealing (since 24 Feb 2020)
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- [FCA CF] Client dealing (7 Mar 2016 to 14 Dec 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 23 May 2019)
- CF30 Customer (14 May 2015 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 3 Nov 2014)
- CF23 Corporate Finance Adviser (25 Jun 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.