Creditex Brokerage LLP

• Principal Place of Business

  2nd Floor, Sancroft Rose Street

  Paternoster Square

  London

  EC4M 7DQ

  UNITED KINGDOM

  Phone

  +4402070657700

  Web

  https://www.theice.com

• Complaints Contact

  2nd Floor, Sancroft Rose Street

  Paternoster Square

  London

  EC4M 7DQ

  UNITED KINGDOM

  Phone

  +4402070501068

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet, Warrant

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Trading Venue

  For Eligible Counterparty, Professional, Debenture, Government and public security

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  • · Unable to engage in dealing on own account, as defined in paragraph 3 of Part 3 of Schedule 2 to the Regulated Activities Order, unless in respect of bonds, structured finance products, emission allowances and derivatives, which have not been declared subject to the clearing obligation in accordance with EMIR, when: i. engaging in ‘matched principal trading’ as defined in the Glossary of defined expressions used in the FCA’s Handbook; and ii. the client has consented to such trading.

• Christopher Ian Cowan

  IRN CIC01013

  • CF13 Finance (23 Dec 2005 to 7 Dec 2006)
  • CF4 Partner (23 Dec 2005 to 7 Dec 2006)
• Claire Wright

  IRN CLW01090

  • CF28 Systems and controls (2 Nov 2009 to 1 May 2015)
• Clement Lebre

  IRN CXL01487

  • CF30 Customer (27 Sep 2012 to 5 Jun 2014)
• Colin James Tappin

  IRN CJT01056

  • CF30 Customer (1 Feb 2011 to 12 May 2016)
• Conor John Murphy

  IRN CJM01260

  • CF30 Customer (19 Oct 2011 to 3 Aug 2012)
• Daniel John Kelly

  IRN DJK01064

  • CF21 Investment Adviser (23 Dec 2005 to 1 Mar 2006)
• David Anthony Nevin

  IRN DAN01052

  • [FCA CF] Significant management (22 Mar 2021 to 30 Jun 2021)
  • [FCA CF] Material risk taker (22 Mar 2021 to 30 Jun 2021)
  • CF28 Systems and controls (23 Mar 2017 to 8 Dec 2019)
  • CF13 Finance (12 Oct 2007 to 31 Oct 2007)
• David Roger Durham

  IRN DRD01018

  • CF21 Investment Adviser (23 Dec 2005 to 27 Sep 2006)
• David Shimon Benizri

  IRN DSB01126

  • CF30 Customer (23 Oct 2013 to 1 Dec 2015)
• Declan Joseph Doran

  IRN DJD01171

  • CF26 Customer Trading (22 Jun 2007 to 13 Aug 2007)

• K.C. BUSINESS CONSULTANCY LIMITED (no longer appointed)

  FRN 533570 · Appointed 14 Oct 2010 · Until 9 Dec 2011

• Markit Group (UK) Limited (no longer appointed)

  FRN 490833 · Appointed 30 Oct 2008 · Until 7 Jul 2010

No changes recorded yet.