Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Nov 2007 to 26 Sep 2013)
    • CF21 Investment Adviser (23 Mar 2006 to 31 Oct 2007)
    • CF26 Customer Trading (23 Mar 2006 to 31 Oct 2007)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF30 Customer (1 Nov 2007 to 2 Apr 2014)
    • CF21 Investment Adviser (23 Mar 2006 to 31 Oct 2007)
    • CF26 Customer Trading (23 Mar 2006 to 31 Oct 2007)
  • Creditex Brokerage LLP (no longer approved here)

    FRN 441360

    • CF21 Investment Adviser (23 Dec 2005 to 1 Mar 2006)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.