Peter Jonathan Ward

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BTIG Limited

    FRN 484589

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (3 Dec 2020 to 24 Nov 2023)
    • CF30 Customer (14 May 2012 to 8 Dec 2019)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF30 Customer (5 Jan 2009 to 30 Mar 2012)
    • CF21 Investment Adviser (19 Feb 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.