Phillip Roy Bagguley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BTIG Limited
FRN 484589
- [FCA CF] Client dealing (since 22 Oct 2024)
Wellington Management International Limited (no longer approved here)
FRN 208573
- [FCA CF] Client dealing (3 Mar 2022 to 13 Jun 2023)
CELF Advisors LLP (no longer approved here)
FRN 531016
- CF4 Partner (19 Dec 2013 to 6 Apr 2014)
- CF30 Customer (10 May 2011 to 17 Dec 2014)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (12 Jun 2006 to 22 Aug 2006)
- CF22 Investment Adviser (Trainee) (14 Nov 2005 to 7 Jun 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.