Nicholas Luke Hodges

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BTIG Limited

    FRN 484589

    • SMF1 Chief Executive (since 9 Jan 2023)
    • SMF3 Executive Director (since 9 Jan 2023)
    • [FCA CF] Client dealing (since 7 Jul 2021)
    • SMF4 Chief Risk (9 Jan 2023 to 5 Dec 2023)
    • SMF24 Chief Operations (26 Jun 2020 to 10 Jan 2023)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [FCA CF] Client dealing (7 Mar 2016 to 29 Nov 2019)
    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF26 Customer Trading (1 Dec 2001 to 23 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.