Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BTIG Limited

    FRN 484589

    • [FCA CF] Client dealing (since 13 Sep 2024)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Manager of certification employee (21 Jan 2020 to 28 May 2023)
    • [FCA CF] Client dealing (21 Jan 2020 to 28 May 2023)
    • [FCA CF] Material risk taker (21 Jan 2020 to 28 May 2023)
    • [FCA CF] Significant management (21 Jan 2020 to 28 May 2023)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (3 Nov 2017 to 23 Dec 2019)
    • [FCA CF] Client dealing (9 Nov 2016 to 23 Dec 2019)
    • CF30 Customer (14 Oct 2008 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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