Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BTIG Limited
FRN 484589
- [FCA CF] Client dealing (since 13 Sep 2024)
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- [FCA CF] Manager of certification employee (21 Jan 2020 to 28 May 2023)
- [FCA CF] Client dealing (21 Jan 2020 to 28 May 2023)
- [FCA CF] Material risk taker (21 Jan 2020 to 28 May 2023)
- [FCA CF] Significant management (21 Jan 2020 to 28 May 2023)
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- [FCA CF] Material risk taker (3 Nov 2017 to 23 Dec 2019)
- [FCA CF] Client dealing (9 Nov 2016 to 23 Dec 2019)
- CF30 Customer (14 Oct 2008 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.