Nicholas Xanders

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Kintbury Capital LLP (no longer approved here)
FRN 630532
- [FCA CF] Client dealing (13 Nov 2020 to 10 Dec 2024)
- SMF27 Partner (9 Dec 2019 to 10 Dec 2024)
- CF30 Customer (16 Mar 2015 to 8 Dec 2019)
- CF4 Partner (16 Mar 2015 to 8 Dec 2019)
Millennium Capital Partners LLP (no longer approved here)
FRN 439327
- CF30 Customer (11 Mar 2014 to 31 Oct 2014)
BTIG Limited (no longer approved here)
FRN 484589
- CF30 Customer (21 May 2012 to 13 Feb 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.