Neil McKay

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TD Execution Services Limited
FRN 472780
- [FCA CF] Client dealing (since 3 Mar 2025)
BTIG Limited (no longer approved here)
FRN 484589
- [FCA CF] Client dealing (20 Feb 2023 to 28 Nov 2024)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- [FCA CF] Manager of certification employee (10 Mar 2020 to 8 Jul 2020)
- [FCA CF] Client dealing (20 Aug 2018 to 22 Nov 2022)
Arrowgrass Capital Partners LLP (no longer approved here)
FRN 413647
- CF30 Customer (1 Dec 2009 to 9 Nov 2011)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF21 Investment Adviser (1 Dec 2001 to 19 Apr 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.