Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BTIG Limited (no longer approved here)

    FRN 484589

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Nov 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 21 Nov 2023)
    • CF30 Customer (21 Jan 2019 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (30 Nov 2002 to 8 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.