Blackadders Wealth Management LLP

Date authorised
25 August 2016
Companies House
SO305466
Last scraped
15 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10
    Euclid Crescent
    Dundee
    Angus
    DD1 1AG
    UNITED KINGDOM
    Phone
    +4401382342223
    Web
    https://www.blackadderswm.co.uk

  • Complaints Contact

    10
    Euclid Crescent
    Dundee
    Angus
    DD1 1AG
    UNITED KINGDOM
    Phone
    +4401382342223

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Professional, Life Policy, Rights to or interests in investments (Contractually Based Investments), Government and public security, Rights to or interests in investments (Security), Personal pension scheme, Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Investment), Professional, Commercial, Retail (Non-Investment Insurance), Structured Deposits, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Non-investment insurance contracts, Life Policy, Personal pension scheme, Stakeholder pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Commercial, Eligible Counterparty, Structured Deposits, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Non-investment insurance contracts, Life Policy, Personal pension scheme, Stakeholder pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Certificates representing certain security, Warrant, Government and public security, Debenture, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Retail (Investment), Professional, Structured Deposits, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Certificates representing certain security, Warrant, Government and public security, Debenture, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Retail (Investment), Professional, Commercial, Retail (Non-Investment Insurance), Structured Deposits, Non-investment insurance contracts, Life Policy, Personal pension scheme, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Certificates representing certain security, Warrant, Government and public security, Debenture, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Retail (Investment), Professional, Structured Deposits, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Certificates representing certain security, Warrant, Government and public security, Debenture, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Johnston Peter Campbell Clark

    IRN JPC01117

    • (32)SMF16 Compliance Oversight (since 12 Jul 2024)
    • (33)SMF1 Chief Executive (since 9 Dec 2019)
    • (31)SMF27 Partner (since 9 Dec 2019)
    • (44)Responsible for Insurance Distribution (1 Oct 2018 to 13 Apr 2021)
    • (43)Responsible for Insurance Mediation (25 Aug 2016 to 30 Sep 2018)
    • (46)CF3 Chief Executive (25 Aug 2016 to 8 Dec 2019)
    • (45)CF4 Partner (25 Aug 2016 to 8 Dec 2019)
  • Karen Lesley McGrath

    IRN KXL01184

    • (4)CF30 Customer (25 Aug 2016 to 9 Feb 2018)
  • Laura McDowall

    IRN LXM20981

    • (28)SMF27 Partner (since 9 Dec 2019)
    • (29)SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • (47)CF11 Money Laundering Reporting (1 Nov 2019 to 8 Dec 2019)
    • (48)CF4 Partner (1 Nov 2019 to 8 Dec 2019)
  • Lauren Fiona McLaren Whitters

    IRN LXW10915

    • (12)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (13)4. Giving personal recommendations on retail investment products which are not broker funds
    • (15)[FCA CF] Functions requiring qualifications (since 9 Dec 2024)
    • (14)[FCA CF] Client dealing (since 9 Dec 2024)
    • (6)[FCA CF] Client dealing (21 Mar 2022 to 9 Feb 2024)
    • (7)[FCA CF] Functions requiring qualifications (21 Mar 2022 to 9 Feb 2024)
  • Matthew Joseph McGarry

    IRN MJM01374

    • (1)14. Managing investments
    • (3)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (4)4. Giving personal recommendations on retail investment products which are not broker funds
    • (5)2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • (2)12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • (6)[FCA CF] Client dealing (since 9 Dec 2019)
    • (7)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (5)CF30 Customer (25 Aug 2016 to 8 Dec 2019)
  • Michael Kidd

    IRN MXK01282

    • (8)Responsible for Insurance Distribution (7 May 2020 to 10 Jan 2023)
    • (14)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Jan 2023)
    • (13)[FCA CF] Manager of certification employee (9 Dec 2019 to 11 Jan 2023)
    • (9)SMF16 Compliance Oversight (9 Dec 2019 to 10 Jan 2023)
    • (12)[FCA CF] Client dealing (9 Dec 2019 to 11 Jan 2023)
    • (10)CF30 Customer (25 Aug 2016 to 8 Dec 2019)
    • (11)CF10 Compliance Oversight (25 Aug 2016 to 8 Dec 2019)
  • Paul David Heath

    IRN PDH01149

    • (18)CF30 Customer (16 Feb 2018 to 6 Jun 2019)
  • Reece Gary Freeman

    IRN RXF00302

    • (17)4. Giving personal recommendations on retail investment products which are not broker funds
    • (16)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (19)[FCA CF] Functions requiring qualifications (since 1 Feb 2024)
    • (18)[FCA CF] Client dealing (since 1 Feb 2024)
  • Ryan Daniel McKay

    IRN RXM01072

    • (30)SMF27 Partner (since 31 Dec 2024)
  • Stuart William Lauchlan

    IRN SXL06409

    • (9)4. Giving personal recommendations on retail investment products which are not broker funds
    • (8)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (11)[FCA CF] Functions requiring qualifications (since 1 Apr 2020)
    • (10)[FCA CF] Client dealing (since 1 Apr 2020)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (13)4. Giving personal recommendations on retail investment products which are not broker funds

  2. controlled function added: (12)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  3. controlled function added: (11)[FCA CF] Functions requiring qualifications

  4. controlled function added: (10)[FCA CF] Client dealing

  5. controlled function added: (9)4. Giving personal recommendations on retail investment products which are not broker funds

  6. controlled function added: (8)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  7. controlled function added: (7)[FCA CF] Functions requiring qualifications

  8. controlled function added: (6)[FCA CF] Client dealing

  9. controlled function added: (5)2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds

  10. controlled function added: (4)4. Giving personal recommendations on retail investment products which are not broker funds

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