Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (16)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (17)4. Giving personal recommendations on retail investment products which are not broker funds
    • (18)[FCA CF] Client dealing (since 1 Feb 2024)
    • (19)[FCA CF] Functions requiring qualifications (since 1 Feb 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Client dealing at Blackadders Wealth Management LLP

  2. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Blackadders Wealth Management LLP

  3. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at Blackadders Wealth Management LLP

  4. controlled function removed: [FCA CF] Functions requiring qualifications at Blackadders Wealth Management LLP

  5. controlled function added: (16)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Blackadders Wealth Management LLP

  6. controlled function added: (17)4. Giving personal recommendations on retail investment products which are not broker funds at Blackadders Wealth Management LLP

  7. controlled function added: (18)[FCA CF] Client dealing at Blackadders Wealth Management LLP

  8. controlled function added: (19)[FCA CF] Functions requiring qualifications at Blackadders Wealth Management LLP