Lauren Fiona McLaren Whitters

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Blackadders Wealth Management LLP

    FRN 738512

    • (12)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (13)4. Giving personal recommendations on retail investment products which are not broker funds
    • (15)[FCA CF] Functions requiring qualifications (since 9 Dec 2024)
    • (14)[FCA CF] Client dealing (since 9 Dec 2024)
    • (7)[FCA CF] Functions requiring qualifications (21 Mar 2022 to 9 Feb 2024)
    • (6)[FCA CF] Client dealing (21 Mar 2022 to 9 Feb 2024)
  • Vincent Throp Limited (no longer approved here)

    FRN 216567

    • Employed By (16 Jul 2021 to 1 Nov 2021)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (16 Jul 2021 to 1 Nov 2021)
    • Appointed representative dealing with clients for which they require qualification (12 Jul 2021 to 1 Nov 2021)
  • Noble & Company (UK) Limited (no longer approved here)

    FRN 586297

    • CF30 Customer (28 Jan 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Blackadders Wealth Management LLP

  2. controlled function removed: [FCA CF] Functions requiring qualifications at Blackadders Wealth Management LLP

  3. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at Blackadders Wealth Management LLP

  4. controlled function removed: [FCA CF] Client dealing at Blackadders Wealth Management LLP

  5. controlled function added: (6)[FCA CF] Client dealing at Blackadders Wealth Management LLP

  6. controlled function added: (7)[FCA CF] Functions requiring qualifications at Blackadders Wealth Management LLP

  7. controlled function added: (12)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Blackadders Wealth Management LLP

  8. controlled function added: (13)4. Giving personal recommendations on retail investment products which are not broker funds at Blackadders Wealth Management LLP

  9. controlled function added: (14)[FCA CF] Client dealing at Blackadders Wealth Management LLP

  10. controlled function added: (15)[FCA CF] Functions requiring qualifications at Blackadders Wealth Management LLP