Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Blackadders Wealth Management LLP (no longer approved here)

    FRN 738512

    • (8)Responsible for Insurance Distribution (7 May 2020 to 10 Jan 2023)
    • (12)[FCA CF] Client dealing (9 Dec 2019 to 11 Jan 2023)
    • (13)[FCA CF] Manager of certification employee (9 Dec 2019 to 11 Jan 2023)
    • (14)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Jan 2023)
    • (9)SMF16 Compliance Oversight (9 Dec 2019 to 10 Jan 2023)
    • (10)CF30 Customer (25 Aug 2016 to 8 Dec 2019)
    • (11)CF10 Compliance Oversight (25 Aug 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (8)Responsible for Insurance Distribution at Blackadders Wealth Management LLP

  2. controlled function added: (9)SMF16 Compliance Oversight at Blackadders Wealth Management LLP

  3. controlled function added: (10)CF30 Customer at Blackadders Wealth Management LLP

  4. controlled function added: (11)CF10 Compliance Oversight at Blackadders Wealth Management LLP

  5. controlled function added: (12)[FCA CF] Client dealing at Blackadders Wealth Management LLP

  6. controlled function added: (13)[FCA CF] Manager of certification employee at Blackadders Wealth Management LLP

  7. controlled function added: (14)[FCA CF] Functions requiring qualifications at Blackadders Wealth Management LLP