Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Blackadders Wealth Management LLP
FRN 738512
- (8)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (9)4. Giving personal recommendations on retail investment products which are not broker funds
- (10)[FCA CF] Client dealing (since 1 Apr 2020)
- (11)[FCA CF] Functions requiring qualifications (since 1 Apr 2020)
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- CF30 Customer (20 Sep 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: [FCA CF] Client dealing at Blackadders Wealth Management LLP
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controlled function removed: [FCA CF] Functions requiring qualifications at Blackadders Wealth Management LLP
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controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Blackadders Wealth Management LLP
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controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at Blackadders Wealth Management LLP
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controlled function added: (8)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Blackadders Wealth Management LLP
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controlled function added: (9)4. Giving personal recommendations on retail investment products which are not broker funds at Blackadders Wealth Management LLP
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controlled function added: (10)[FCA CF] Client dealing at Blackadders Wealth Management LLP
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controlled function added: (11)[FCA CF] Functions requiring qualifications at Blackadders Wealth Management LLP