Condies Wealth Strategies Limited

• Principal Place of Business

  10 Abbey Park Place

  Dunfermline

  Fife

  KY12 7NZ

  UNITED KINGDOM

  Phone

  +441383344766

  Web

  https://www.condieswealth.co.uk

• Complaints Contact

  10 Abbey Park Place

  Dunfermline

  Fife

  KY12 7NZ

  UNITED KINGDOM

  Phone

  +441383344766

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Professional, Retail (Investment)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Loans

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gary John Stirling

  IRN GJS01119

  • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 8 Mar 2022)
  • [FCA CF] Client dealing (7 Dec 2020 to 8 Mar 2022)
  • CF30 Customer (3 Jan 2017 to 8 Dec 2019)
• Grant Robert Pollock

  IRN GRP01066

  • [FCA CF] Functions requiring qualifications (14 Mar 2022 to 10 Mar 2023)
• Ian James McBride

  IRN IJM01099

  • CF1 Director (3 Jan 2017 to 30 Mar 2018)
  • CF30 Customer (3 Jan 2017 to 30 Mar 2018)
• Jamie Kinnear

  IRN JXK01483

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 5 Feb 2025)
  • Responsibility for MCD Intermediation (since 5 Feb 2025)
  • SMF16 Compliance Oversight (since 5 Feb 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Feb 2025)
  • [FCA CF] Client dealing (since 24 Apr 2023)
  • [FCA CF] Functions requiring qualifications (since 24 Apr 2023)
• Lara Anne Hamilton

  IRN LAH01077

  • [FCA CF] Functions requiring qualifications (19 May 2022 to 28 Apr 2023)
  • [FCA CF] Client dealing (19 May 2022 to 28 Apr 2023)
• Mark Houghton

  IRN MXH00142

  • [FCA CF] Client dealing (7 Dec 2020 to 11 Nov 2024)
  • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 11 Nov 2024)
  • SMF3 Executive Director (9 Dec 2019 to 11 Nov 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 11 Nov 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Nov 2024)
  • Responsibility for MCD Intermediation (11 Oct 2019 to 11 Nov 2024)
  • Responsible for Insurance Distribution (1 Oct 2018 to 11 Nov 2024)
  • CF30 Customer (3 Jan 2017 to 8 Dec 2019)
  • CF1 Director (3 Jan 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Jan 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Jan 2017 to 8 Dec 2019)
  • Responsible for Insurance Mediation (3 Jan 2017 to 30 Sep 2018)
• Pauline Hogg

  IRN PXH06534

  • Director of firm who is not a certification employee or a SMF manager (since 9 Jan 2025)
• Randal McLister

  IRN RXM00214

  • SMF3 Executive Director (4 Feb 2025 to 12 Mar 2026)
  • Responsibility for MCD Intermediation (4 Feb 2025 to 12 Mar 2026)
  • [FCA CF] Client dealing (11 Dec 2024 to 12 Mar 2026)
  • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 12 Mar 2026)
• Stephen Pryce

  IRN SXP01446

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 16 Apr 2025)
  • [FCA CF] Functions requiring qualifications (since 16 Apr 2025)
• Stuart Iain Hutton

  IRN SXH11767

  • [FCA CF] Functions requiring qualifications (8 Jun 2021 to 23 Sep 2022)
  • [FCA CF] Client dealing (8 Jun 2021 to 23 Sep 2022)

No changes recorded yet.