Stephen Pryce

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Condies Wealth Strategies Limited

    FRN 748895

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Apr 2025)
    • [FCA CF] Client dealing (since 16 Apr 2025)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jan 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Jan 2025)
    • CF30 Customer (1 Dec 2015 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 2 Mar 2012)
    • CF21 Investment Adviser (15 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 May 2006 to 15 Jan 2007)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF21 Investment Adviser (10 Dec 2004 to 17 Feb 2006)
    • CF22 Investment Adviser (Trainee) (29 Oct 2003 to 10 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.