Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Thomson Cooper

    FRN 104673

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Apr 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2022)
    • [FCA CF] Significant management (9 Mar 2022 to 10 Mar 2022)
    • [PRA CF] Key function holder (9 Mar 2022 to 10 Mar 2022)
  • Condies Wealth Strategies Limited (no longer approved here)

    FRN 748895

    • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 8 Mar 2022)
    • [FCA CF] Client dealing (7 Dec 2020 to 8 Mar 2022)
    • CF30 Customer (3 Jan 2017 to 8 Dec 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (5 Feb 2015 to 31 Dec 2016)
  • Condies Wealth Strategies Ltd (no longer approved here)

    FRN 555540

    • Employed By (29 Jan 2015 to 31 Dec 2016)

Recent activity

Updates to this individual's record on the FCA register.

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