Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Thomson Cooper
FRN 104673
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 1 Apr 2022)
- [FCA CF] Functions requiring qualifications (since 1 Apr 2022)
- [FCA CF] Significant management (9 Mar 2022 to 10 Mar 2022)
- [PRA CF] Key function holder (9 Mar 2022 to 10 Mar 2022)
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- [FCA CF] Functions requiring qualifications (7 Dec 2020 to 8 Mar 2022)
- [FCA CF] Client dealing (7 Dec 2020 to 8 Mar 2022)
- CF30 Customer (3 Jan 2017 to 8 Dec 2019)
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- CF30 Customer (5 Feb 2015 to 31 Dec 2016)
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- Employed By (29 Jan 2015 to 31 Dec 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.