Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 4 Jul 2023)
    • [FCA CF] Functions requiring qualifications (since 4 Jul 2023)
    • [FCA CF] Functions requiring qualifications (22 May 2020 to 7 Apr 2021)
    • [FCA CF] Client dealing (22 May 2020 to 7 Apr 2021)
    • CF30 Customer (18 Jun 2019 to 8 Dec 2019)
  • Condies Wealth Strategies Limited (no longer approved here)

    FRN 748895

    • [FCA CF] Functions requiring qualifications (19 May 2022 to 28 Apr 2023)
    • [FCA CF] Client dealing (19 May 2022 to 28 Apr 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Jul 2014 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (14 Aug 2008 to 7 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.