Karen Lesley McGrath

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Shackleton Advisers Limited (no longer approved here)
FRN 163291
- [FCA CF] Client dealing (1 Jan 2022 to 14 Apr 2022)
- SMF3 Executive Director (9 Dec 2019 to 14 Apr 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Apr 2022)
- CF1 Director (20 Mar 2014 to 8 Dec 2019)
- CF30 Customer (18 Jan 2012 to 8 Dec 2019)
Scottish Widows Schroder Personal Wealth Limited (no longer approved here)
FRN 830170
- CF30 Customer (3 Jun 2019 to 8 Dec 2019)
Blackadders Wealth Management LLP (no longer approved here)
FRN 738512
- (4)CF30 Customer (25 Aug 2016 to 9 Feb 2018)
SCOTTISH WIDOWS LIMITED (no longer approved here)
FRN 181655
- CF30 Customer (7 Jan 2016 to 6 Feb 2017)
Tees Financial Limited (no longer approved here)
FRN 211314
- CF30 Customer (17 Aug 2015 to 13 Aug 2018)
CPN Investment Management LLP (no longer approved here)
FRN 579506
- CF30 Customer (17 Feb 2015 to 2 Nov 2016)
GEMINI WEALTH MANAGEMENT LTD (no longer approved here)
FRN 458880
- CF30 Customer (6 Feb 2015 to 6 Oct 2017)
S4 FINANCIAL LIMITED (no longer approved here)
FRN 401372
- CF30 Customer (1 Oct 2012 to 1 Sep 2016)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF30 Customer (1 Aug 2012 to 31 Dec 2012)
Scottish Widows Unit Trust Managers Limited (no longer approved here)
FRN 122129
- CF30 Customer (5 Aug 2011 to 1 Jan 2013)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (4)CF30 Customer at Blackadders Wealth Management LLP

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.