CPN Investment Management LLP

• Principal Place of Business

  All Saints Church

  West Pallant

  Chichester

  West Sussex

  PO19 1TD

  UNITED KINGDOM

  Phone

  +4401243780077

  Web

  https://www.cpngroup.co.uk

• Complaints Contact

  All Saints Church

  West Pallant

  Chichester

  West Sussex

  PO19 1TD

  UNITED KINGDOM

  Phone

  +4401243780077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan John Page

  IRN AJP00056

  • [FCA CF] Client dealing (9 Dec 2020 to 28 Feb 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 28 Feb 2026)
  • CF30 Customer (10 May 2017 to 14 Mar 2026)
• Andrew James Glanvile

  IRN AJG00001

  • [FCA CF] Client dealing (30 Jun 2021 to 28 Feb 2026)
  • [FCA CF] Functions requiring qualifications (30 Jun 2021 to 28 Feb 2026)
• Andrew Wright

  IRN ADW01094

  • Appointed representative dealing with clients for which they require qualification (7 Aug 2023 to 28 Feb 2026)
  • [FCA CF] Client dealing (7 Aug 2023 to 28 Feb 2026)
• Angus Cox

  IRN AXC00793

  • Appointed representative dealing with clients for which they require qualification (1 Apr 2023 to 28 Feb 2026)
• Carole Nicholls

  IRN CXN01109

  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (20 Nov 2012 to 6 Feb 2019)
  • CF4 Partner (20 Nov 2012 to 8 Dec 2019)
• Charles Nicholls

  IRN CXN01232

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF3 Chief Executive (AR) (since 4 Aug 2016)
  • CF1 Director (AR) (since 4 Aug 2016)
  • CF10 Compliance Oversight (13 Apr 2017 to 8 Dec 2019)
  • CF28 Systems and controls (13 Apr 2017 to 8 Dec 2019)
  • CF4 Partner (28 Feb 2014 to 8 Dec 2019)
  • CF30 Customer (20 Nov 2012 to 6 Feb 2019)
• Christopher David Page

  IRN CXP00590

  • Appointed representative dealing with clients for which they require qualification (13 Nov 2023 to 28 Feb 2026)
  • [FCA CF] Client dealing (13 Nov 2023 to 28 Feb 2026)
  • [FCA CF] Functions requiring qualifications (13 Nov 2023 to 28 Feb 2026)
• Christopher Nicholls

  IRN CPN00001

  • 14. Managing investments
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (since 19 Nov 2013)
  • CF4 Partner (20 Nov 2012 to 8 Dec 2019)
  • Responsible for Insurance Mediation (20 Nov 2012 to 16 Mar 2017)
  • CF10 Compliance Oversight (20 Nov 2012 to 6 Feb 2019)
  • CF11 Money Laundering Reporting (20 Nov 2012 to 6 Feb 2019)
  • CF3 Chief Executive (20 Nov 2012 to 8 Dec 2019)
  • CF1 Director (AR) (20 Nov 2012 to 16 Sep 2025)
• David Grzegorz

  IRN DXG06776

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2026)
  • CF30 Customer (2 Oct 2018 to 14 Mar 2026)
• David Samir Marzouk

  IRN DXM10308

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2026)
  • CF30 Customer (1 Feb 2019 to 14 Mar 2026)

• CPN Private Wealth

  FRN 979410 · Appointed 20 Jul 2022

• CPN Financial Services Limited

  FRN 731205 · Appointed 7 Jan 2016

• CPN & Partners Limited (no longer appointed)

  FRN 999363 · Appointed 9 Jul 2023 · Until 21 Mar 2025 · Tied agent

• Redwood Mortgage Brokers (no longer appointed)

  FRN 914616 · Appointed 7 Oct 2019 · Until 14 Mar 2026

• Money on Toast Ltd (no longer appointed)

  FRN 630602 · Appointed 21 Aug 2014 · Until 8 Dec 2015

• Agora Asset Management Ltd (no longer appointed)

  FRN 223373 · Appointed 20 Nov 2012 · Until 28 Feb 2014

No changes recorded yet.