Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 25 Feb 2026)
    • [FCA CF] Client dealing (since 25 Feb 2026)
  • CPN Investment Management LLP (no longer approved here)

    FRN 579506

    • [FCA CF] Client dealing (7 Aug 2023 to 28 Feb 2026)
    • Appointed representative dealing with clients for which they require qualification (7 Aug 2023 to 28 Feb 2026)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Apr 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2023)
    • CF30 Customer (27 May 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.