Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 2 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 2 Mar 2026)
  • CPN Investment Management LLP (no longer approved here)

    FRN 579506

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2026)
    • CF30 Customer (1 Feb 2019 to 14 Mar 2026)
  • CPN Financial Services Limited (no longer approved here)

    FRN 731205

    • Employed By (21 Feb 2019 to 14 Mar 2026)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.