Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 25 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 25 Feb 2026)
  • CPN Investment Management LLP (no longer approved here)

    FRN 579506

    • Appointed representative dealing with clients for which they require qualification (13 Nov 2023 to 28 Feb 2026)
    • [FCA CF] Client dealing (13 Nov 2023 to 28 Feb 2026)
    • [FCA CF] Functions requiring qualifications (13 Nov 2023 to 28 Feb 2026)

Recent activity

Updates to this individual's record on the FCA register.

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