Christopher Nicholls

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 7IM Investment and Retirement Solutions Limited

    FRN 787394

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 25 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 25 Feb 2026)
  • CPN Investment Management LLP

    FRN 579506

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 14. Managing investments
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (since 19 Nov 2013)
    • CF4 Partner (20 Nov 2012 to 8 Dec 2019)
    • CF1 Director (AR) (20 Nov 2012 to 16 Sep 2025)
    • CF10 Compliance Oversight (20 Nov 2012 to 6 Feb 2019)
    • CF11 Money Laundering Reporting (20 Nov 2012 to 6 Feb 2019)
    • CF3 Chief Executive (20 Nov 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (20 Nov 2012 to 16 Mar 2017)
  • CPN Financial Services Limited

    FRN 731205

    • Employed By (since 16 May 2017)
  • Agora Asset Management Ltd (no longer approved here)

    FRN 223373

    • Employed By (20 Nov 2012 to 28 Feb 2014)

Recent activity

Updates to this individual's record on the FCA register.

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