Charles Nicholls

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 7IM Investment and Retirement Solutions Limited

    FRN 787394

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 26 Feb 2026)
    • [FCA CF] Client dealing (since 26 Feb 2026)
  • Acumensa Limited

    FRN 487416

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 4 Mar 2025)
    • Responsible for Insurance Distribution (since 24 Jan 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Jan 2023)
    • SMF16 Compliance Oversight (since 24 Jan 2023)
    • SMF3 Executive Director (since 7 Mar 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CPN Private Wealth

    FRN 979410

    • Employed By (since 26 Jul 2022)
  • CPN Investment Management LLP

    FRN 579506

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF3 Chief Executive (AR) (since 4 Aug 2016)
    • CF1 Director (AR) (since 4 Aug 2016)
    • CF28 Systems and controls (13 Apr 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 Apr 2017 to 8 Dec 2019)
    • CF4 Partner (28 Feb 2014 to 8 Dec 2019)
    • CF30 Customer (20 Nov 2012 to 6 Feb 2019)
  • CPN Financial Services Limited

    FRN 731205

    • Employed By (since 4 Aug 2016)
  • Mr Dr Medical Limited (no longer approved here)

    FRN 1025392

    • (1)Employed By (4 Mar 2025 to 27 Nov 2025)

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