Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Blackadders Wealth Management LLP
FRN 738512
- (1)14. Managing investments
- (2)12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- (3)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (4)4. Giving personal recommendations on retail investment products which are not broker funds
- (5)2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- (6)[FCA CF] Client dealing (since 9 Dec 2019)
- (7)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- (5)CF30 Customer (25 Aug 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds at Blackadders Wealth Management LLP
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controlled function removed: 14. Managing investments at Blackadders Wealth Management LLP
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controlled function removed: [FCA CF] Client dealing at Blackadders Wealth Management LLP
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controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Blackadders Wealth Management LLP
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controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at Blackadders Wealth Management LLP
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controlled function removed: 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds at Blackadders Wealth Management LLP
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controlled function removed: [FCA CF] Functions requiring qualifications at Blackadders Wealth Management LLP
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controlled function added: (5)CF30 Customer at Blackadders Wealth Management LLP
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controlled function added: (1)14. Managing investments at Blackadders Wealth Management LLP
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controlled function added: (2)12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds at Blackadders Wealth Management LLP