Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (1)14. Managing investments
    • (2)12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • (3)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (4)4. Giving personal recommendations on retail investment products which are not broker funds
    • (5)2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • (6)[FCA CF] Client dealing (since 9 Dec 2019)
    • (7)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (5)CF30 Customer (25 Aug 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (3)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Blackadders Wealth Management LLP

  2. controlled function added: (4)4. Giving personal recommendations on retail investment products which are not broker funds at Blackadders Wealth Management LLP

  3. controlled function added: (5)2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds at Blackadders Wealth Management LLP

  4. controlled function added: (6)[FCA CF] Client dealing at Blackadders Wealth Management LLP

  5. controlled function added: (7)[FCA CF] Functions requiring qualifications at Blackadders Wealth Management LLP