BFS Handforth Limited

• Principal Place of Business

  Burton House

  2 Church Terrace

  Handforth

  Wilmslow

  Cheshire

  SK9 3LW

  UNITED KINGDOM

  Phone

  +4401625418610

  Web

  https://www.burtonfinancialservices.co.uk

• Complaints Contact

  Burton House

  2 Church Terrace

  Handforth

  Wilmslow

  Cheshire

  SK9 3LW

  UNITED KINGDOM

  Phone

  +4401625418610

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice, buy-to-let mortgages, second charge mortgages and secured loans.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Johnstone

  IRN AXJ00058

  • CF30 Customer (1 Nov 2007 to 22 Feb 2008)
  • CF21 Investment Adviser (4 Oct 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (18 Jan 2005 to 4 Oct 2005)
• Brian Vincent Balfe

  IRN BVB00004

  • CF30 Customer (12 Dec 2011 to 31 Dec 2012)
• Carl James Devereaux

  IRN CJD01104

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 3 Jan 2023)
  • [FCA CF] Functions requiring qualifications (since 3 Jan 2023)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2022)
  • Responsible for Insurance Distribution (1 Oct 2018 to 1 Jul 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (18 Jan 2005 to 25 Nov 2019)
  • CF21 Investment Adviser (18 Jan 2005 to 31 Oct 2007)
  • CF1 Director (18 Jan 2005 to 8 Dec 2019)
  • Responsible for Insurance Mediation (18 Jan 2005 to 30 Sep 2018)
• Christopher David Wood

  IRN CDW00041

  • CF30 Customer (1 Nov 2007 to 7 May 2010)
  • CF21 Investment Adviser (1 Aug 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (2 Feb 2005 to 1 Aug 2005)
• Clare Redfern

  IRN CXR01763

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Responsible for Insurance Distribution (since 1 May 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 May 2024)
  • Responsibility for MCD Intermediation (since 8 Apr 2022)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (1 Apr 2019 to 8 Dec 2019)
  • CF1 Director (2 Mar 2018 to 8 Dec 2019)
  • CF30 Customer (5 Dec 2016 to 8 Dec 2019)
• Cyril Eugene Cooke

  IRN CEC00009

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2022)
  • CF30 Customer (29 Nov 2013 to 8 Dec 2019)
  • CF21 Investment Adviser (22 Dec 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (4 May 2005 to 22 Dec 2005)
• Daniel James Dewar

  IRN DJD01186

  • CF30 Customer (25 Mar 2011 to 19 Nov 2018)
• Daniel Jon Allman

  IRN DJA01127

  • CF30 Customer (1 Nov 2007 to 19 Nov 2018)
  • CF21 Investment Adviser (18 Jan 2005 to 31 Oct 2007)
• David John Bell

  IRN DJB01428

  • CF22 Investment Adviser (Trainee) (18 Jan 2005 to 23 Sep 2005)
• James Edward Fear

  IRN JEF01054

  • CF30 Customer (15 Oct 2012 to 22 Sep 2016)

No changes recorded yet.