Christopher David Wood

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 27 Oct 2022)
    • [FCA CF] Functions requiring qualifications (since 27 Oct 2022)
  • Mercury Financial Management Limited (no longer approved here)

    FRN 978894

    • (2)Employed By (12 Jul 2022 to 28 Oct 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Oct 2022)
    • CF30 Customer (25 Nov 2013 to 28 Oct 2022)
  • Harminder Phull (no longer approved here)

    FRN 612888

    • (1)Employed By (13 Jan 2014 to 22 Jun 2015)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Dec 2010 to 4 Dec 2013)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (363)Employed By (1 Dec 2010 to 4 Dec 2013)
  • BFS Handforth Limited (no longer approved here)

    FRN 413664

    • CF30 Customer (1 Nov 2007 to 7 May 2010)
    • CF21 Investment Adviser (1 Aug 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Feb 2005 to 1 Aug 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 24 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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