David John Bell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Retirement Solutions (UK) Limited

    FRN 483817

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2021)
    • CF10 Compliance Oversight (30 May 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Jul 2008 to 28 May 2012)
    • CF1 Director (4 Jul 2008 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (4 Jul 2008 to 31 Mar 2009)
    • CF30 Customer (3 Jul 2008 to 8 Dec 2019)
  • BFS Handforth Limited (no longer approved here)

    FRN 413664

    • CF22 Investment Adviser (Trainee) (18 Jan 2005 to 23 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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