Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BFS Handforth Limited (no longer approved here)

    FRN 413664

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
    • CF30 Customer (29 Nov 2013 to 8 Dec 2019)
    • CF21 Investment Adviser (22 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 May 2005 to 22 Dec 2005)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • CF21 Investment Adviser (24 Jun 2003 to 29 Mar 2005)
    • CF22 Investment Adviser (Trainee) (1 Aug 2002 to 24 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.