Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
- CF30 Customer (29 Nov 2013 to 8 Dec 2019)
- CF21 Investment Adviser (22 Dec 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 May 2005 to 22 Dec 2005)
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- CF21 Investment Adviser (24 Jun 2003 to 29 Mar 2005)
- CF22 Investment Adviser (Trainee) (1 Aug 2002 to 24 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.