James Edward Fear

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Conrad James Ltd

    FRN 942824

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 1 Apr 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Apr 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2021)
    • [FCA CF] Client dealing (since 1 Apr 2021)
    • SMF16 Compliance Oversight (since 1 Apr 2021)
    • Responsible for Insurance Distribution (since 1 Apr 2021)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Jun 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Jun 2021)
    • CF1 Director (AR) (23 Aug 2016 to 17 Jun 2021)
    • CF30 Customer (23 Aug 2016 to 17 Jun 2021)
  • Conrad James Independent Financial Advice Ltd (no longer approved here)

    FRN 752927

    • Employed By (23 Aug 2016 to 17 Jun 2021)
  • BFS Handforth Limited (no longer approved here)

    FRN 413664

    • CF30 Customer (15 Oct 2012 to 22 Sep 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (3 Mar 2005 to 26 Jan 2006)
    • CF22 Investment Adviser (Trainee) (27 Jul 2004 to 3 Mar 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (26 Jan 2004 to 14 Jul 2004)
    • CF22 Investment Adviser (Trainee) (23 Apr 2003 to 26 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

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