Daniel James Dewar

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Consilium Financial Services Limited

    FRN 812753

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 15 Oct 2020)
    • [FCA CF] Client dealing (since 15 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 14 Nov 2018)
    • Responsible for Insurance Distribution (since 14 Nov 2018)
    • CF11 Money Laundering Reporting (14 Nov 2018 to 8 Dec 2019)
    • CF1 Director (14 Nov 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Nov 2018 to 8 Dec 2019)
    • CF30 Customer (14 Nov 2018 to 8 Dec 2019)
  • BFS Handforth Limited (no longer approved here)

    FRN 413664

    • CF30 Customer (25 Mar 2011 to 19 Nov 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (28 Oct 2009 to 30 Mar 2011)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (17 Jun 2008 to 9 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.