Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
BFS Handforth Limited
FRN 413664
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 3 Jan 2023)
- [FCA CF] Client dealing (since 3 Jan 2023)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2022)
- Responsible for Insurance Distribution (1 Oct 2018 to 1 Jul 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF11 Money Laundering Reporting (18 Jan 2005 to 25 Nov 2019)
- Responsible for Insurance Mediation (18 Jan 2005 to 30 Sep 2018)
- CF1 Director (18 Jan 2005 to 8 Dec 2019)
- CF21 Investment Adviser (18 Jan 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.