Bentley Reid & Co (UK) Limited

• Principal Place of Business

  Bentley Reid & Co (UK) Ltd

  29 Queen Annes Gate

  London

  Westminster

  SW1H 9BU

  UNITED KINGDOM

  Phone

  +4402072228081

  Web

  https://www.bentleyreid.com

• Complaints Contact

  Bentley Reid & Co (UK) Ltd

  29 Queen Annes Gate

  London

  Westminster

  SW1H 9BU

  UNITED KINGDOM

  Phone

  +4402072228081

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Retail (Non-Investment Insurance), Life Policy

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  • · Subject to this activity being limited to a non-mainstream regulated activity

• Credit Brokering

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  • · Limited to customers who certified as High Net Worth (HNW) individuals

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Karen Betts

  IRN KXB02110

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Nov 2022)
  • CF30 Customer (8 Nov 2017 to 8 Dec 2019)
• Matthew Finch

  IRN MXF00351

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 14. Managing investments
  • 17. Administrative functions in relation to managing investments
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • CF30 Customer (since 5 Jun 2025)
  • [FCA CF] Client dealing (since 11 Feb 2025)
  • [FCA CF] Functions requiring qualifications (since 11 Feb 2025)
• Michael Aaron Winstanley

  IRN MAW01369

  • 14. Managing investments
  • 17. Administrative functions in relation to managing investments
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF30 Customer (since 7 Aug 2024)
  • [FCA CF] Functions requiring qualifications (since 23 Nov 2021)
  • [FCA CF] Client dealing (since 23 Nov 2021)
• Michael John Winarick

  IRN MJW01561

  • CF1 Director (19 Apr 2012 to 31 Dec 2018)
• Nicolas Bryan Bentley

  IRN NBB01004

  • CF1 Director (19 Apr 2012 to 31 Mar 2019)
• Paul Gerard O'Neill

  IRN PGO01015

  • 14. Managing investments
  • 17. Administrative functions in relation to managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 4 Apr 2024)
  • [FCA CF] Client dealing (since 22 Feb 2024)
• Peter Clark

  IRN PXC01807

  • CF1 Director (AR) (7 Aug 2024 to 30 Apr 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2025)
  • SMF1 Chief Executive (9 Dec 2019 to 30 Apr 2025)
  • SMF3 Executive Director (9 Dec 2019 to 15 May 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2025)
  • CF3 Chief Executive (15 Jan 2016 to 8 Dec 2019)
  • CF1 Director (20 Jul 2012 to 8 Dec 2019)
  • CF30 Customer (19 Apr 2012 to 8 Dec 2019)
• Philip Matthew Richardson

  IRN PXR11375

  • [FCA CF] Client dealing (1 Jan 2021 to 26 Nov 2021)
  • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 26 Nov 2021)
  • CF30 Customer (1 Mar 2019 to 8 Dec 2019)
• Richard Andrew Swain

  IRN RAS01282

  • 17. Administrative functions in relation to managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Jun 2012 to 8 Dec 2019)
• Rupert Thomas Bentley

  IRN RTB01032

  • 17. Administrative functions in relation to managing investments
  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • CF1 Director (AR) (since 7 Aug 2024)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (22 Nov 2023 to 23 Oct 2025)
  • SMF16 Compliance Oversight (22 Nov 2023 to 23 Oct 2025)
  • CF30 Customer (19 Apr 2012 to 8 Dec 2019)
  • CF3 Chief Executive (19 Apr 2012 to 23 Feb 2016)
  • CF1 Director (19 Apr 2012 to 8 Dec 2019)
  • CF10 Compliance Oversight (19 Apr 2012 to 1 Feb 2018)
  • CF11 Money Laundering Reporting (19 Apr 2012 to 1 Feb 2018)

• Viaduct Advisory Limited

  FRN 1014760 · Appointed 7 Aug 2024

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