Philip Matthew Richardson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stonehage Fleming Investment Management Limited

    FRN 194382

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Functions requiring qualifications (since 30 Apr 2024)
    • [FCA CF] Client dealing (since 1 Aug 2022)
  • Bentley Reid & Co (UK) Limited (no longer approved here)

    FRN 572096

    • [FCA CF] Client dealing (1 Jan 2021 to 26 Nov 2021)
    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 26 Nov 2021)
    • CF30 Customer (1 Mar 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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