Bentley Reid & Co (UK) Limited

• Principal Place of Business

  Bentley Reid & Co (UK) Ltd

  29 Queen Annes Gate

  London

  Westminster

  SW1H 9BU

  UNITED KINGDOM

  Phone

  +4402072228081

  Web

  https://www.bentleyreid.com

• Complaints Contact

  Bentley Reid & Co (UK) Ltd

  29 Queen Annes Gate

  London

  Westminster

  SW1H 9BU

  UNITED KINGDOM

  Phone

  +4402072228081

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Retail (Non-Investment Insurance), Life Policy

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  • · Subject to this activity being limited to a non-mainstream regulated activity

• Credit Brokering

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  • · Limited to customers who certified as High Net Worth (HNW) individuals

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Surewin Limited

  IRN XXB01118

  • CF1 Director (19 Apr 2012 to 31 Dec 2018)
• Amy Truong

  IRN AXT00746

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 24 Sep 2024)
  • [FCA CF] Client dealing (since 24 Sep 2024)
• Andrew Hurst

  IRN AXH00027

  • SMF3 Executive Director (9 Dec 2019 to 19 Mar 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2025)
  • Responsible for Insurance Distribution (1 Oct 2018 to 19 Mar 2025)
  • Responsible for Insurance Mediation (10 Mar 2017 to 30 Sep 2018)
  • CF1 Director (19 Jul 2012 to 8 Dec 2019)
  • CF30 Customer (19 Apr 2012 to 8 Dec 2019)
• Christopher John Hawley

  IRN CXH00791

  • CF1 Director (AR) (since 7 Aug 2024)
• George Vincent Holmes

  IRN GVH01013

  • 14. Managing investments
  • 17. Administrative functions in relation to managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9. Advising on syndicate participation at Lloyd's
  • CF30 Customer (since 7 Aug 2024)
  • CF1 Director (AR) (since 7 Aug 2024)
  • Responsible for Insurance Distribution (since 6 Dec 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (1 Jan 2019 to 8 Dec 2019)
  • CF30 Customer (26 Feb 2014 to 8 Dec 2019)
• Harish Shah

  IRN HXS01340

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Oct 2025)
  • SMF16 Compliance Oversight (since 15 Oct 2025)
• Harry Rogers

  IRN HXR01259

  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (2 Dec 2014 to 8 Dec 2019)
• Jack Lear

  IRN JXL02273

  • [FCA CF] Client dealing (16 Mar 2021 to 21 Jun 2021)
  • [FCA CF] Functions requiring qualifications (16 Mar 2021 to 21 Jun 2021)
• Jack Stuart Henderson

  IRN JSH01172

  • CF30 Customer (19 Apr 2012 to 30 Apr 2018)
• Jonathan Richard Grigg

  IRN JRG01134

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Dec 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Dec 2023)
  • CF10 Compliance Oversight (9 Feb 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (9 Feb 2018 to 8 Dec 2019)
  • CF30 Customer (9 Feb 2018 to 8 Dec 2019)

• Viaduct Advisory Limited

  FRN 1014760 · Appointed 7 Aug 2024

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