Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bentley Reid & Co (UK) Limited
FRN 572096
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 9. Advising on syndicate participation at Lloyd's
- 14. Managing investments
- 17. Administrative functions in relation to managing investments
- CF30 Customer (since 7 Aug 2024)
- CF1 Director (AR) (since 7 Aug 2024)
- Responsible for Insurance Distribution (since 6 Dec 2023)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF1 Director (1 Jan 2019 to 8 Dec 2019)
- CF30 Customer (26 Feb 2014 to 8 Dec 2019)
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Viaduct Advisory Limited
FRN 1014760
- (5)Employed By (since 7 Aug 2024)
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- CF30 Customer (1 Nov 2007 to 5 Jul 2013)
- CF21 Investment Adviser (17 Jun 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (27 Sep 2004 to 1 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.