Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9. Advising on syndicate participation at Lloyd's
    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • CF30 Customer (since 7 Aug 2024)
    • CF1 Director (AR) (since 7 Aug 2024)
    • Responsible for Insurance Distribution (since 6 Dec 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (1 Jan 2019 to 8 Dec 2019)
    • CF30 Customer (26 Feb 2014 to 8 Dec 2019)
    • (5)Employed By (since 7 Aug 2024)
  • Butterfield Mortgages Limited (no longer approved here)

    FRN 119274

    • CF30 Customer (1 Nov 2007 to 5 Jul 2013)
    • CF21 Investment Adviser (17 Jun 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Sep 2004 to 1 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.