Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bentley Reid & Co (UK) Limited
FRN 572096
- 17. Administrative functions in relation to managing investments
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 14. Managing investments
- CF30 Customer (since 7 Aug 2024)
- [FCA CF] Client dealing (since 23 Nov 2021)
- [FCA CF] Functions requiring qualifications (since 23 Nov 2021)
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Viaduct Advisory Limited
FRN 1014760
- (4)Employed By (since 7 Aug 2024)
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- CF30 Customer (3 Sep 2021 to 25 Nov 2021)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Nov 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 25 Nov 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Nov 2021)
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- Employed By (3 Sep 2021 to 25 Nov 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.