Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 17. Administrative functions in relation to managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 14. Managing investments
    • CF30 Customer (since 7 Aug 2024)
    • [FCA CF] Client dealing (since 23 Nov 2021)
    • [FCA CF] Functions requiring qualifications (since 23 Nov 2021)
    • (4)Employed By (since 7 Aug 2024)
  • Tideway Investment Partners LLP (no longer approved here)

    FRN 496214

    • CF30 Customer (3 Sep 2021 to 25 Nov 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Nov 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Nov 2021)
  • Tideway Wealth Management Ltd (no longer approved here)

    FRN 839678

    • Employed By (3 Sep 2021 to 25 Nov 2021)

Recent activity

Updates to this individual's record on the FCA register.

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