Rupert Thomas Bentley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bentley Reid & Co (UK) Limited

    FRN 572096

    • 17. Administrative functions in relation to managing investments
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • CF1 Director (AR) (since 7 Aug 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (22 Nov 2023 to 23 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (22 Nov 2023 to 23 Oct 2025)
    • CF3 Chief Executive (19 Apr 2012 to 23 Feb 2016)
    • CF1 Director (19 Apr 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Apr 2012 to 1 Feb 2018)
    • CF11 Money Laundering Reporting (19 Apr 2012 to 1 Feb 2018)
    • CF30 Customer (19 Apr 2012 to 8 Dec 2019)
  • Viaduct Advisory Limited

    FRN 1014760

    • (6)Employed By (since 7 Aug 2024)
  • Butterfield Mortgages Limited (no longer approved here)

    FRN 119274

    • CF30 Customer (20 Nov 2007 to 30 Sep 2011)

Recent activity

Updates to this individual's record on the FCA register.

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