Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 4 Apr 2024)
    • [FCA CF] Client dealing (since 22 Feb 2024)
  • Butterfield Mortgages Limited (no longer approved here)

    FRN 119274

    • CF30 Customer (12 Aug 2013 to 6 Mar 2016)
  • Talisman Global Asset Management Ltd (no longer approved here)

    FRN 400674

    • CF30 Customer (1 Apr 2008 to 7 Jun 2010)
  • SLATER INVESTMENTS LIMITED (no longer approved here)

    FRN 165999

    • CF30 Customer (1 Nov 2007 to 17 Mar 2008)
    • CF27 Investment Management (1 Jun 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.