Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Bentley Reid & Co (UK) Limited
FRN 572096
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 17. Administrative functions in relation to managing investments
- [FCA CF] Functions requiring qualifications (since 4 Apr 2024)
- [FCA CF] Client dealing (since 22 Feb 2024)
-
- CF30 Customer (12 Aug 2013 to 6 Mar 2016)
-
- CF30 Customer (1 Apr 2008 to 7 Jun 2010)
-
- CF30 Customer (1 Nov 2007 to 17 Mar 2008)
- CF27 Investment Management (1 Jun 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.