Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (AR) (7 Aug 2024 to 30 Apr 2025)
- SMF1 Chief Executive (9 Dec 2019 to 30 Apr 2025)
- SMF3 Executive Director (9 Dec 2019 to 15 May 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2025)
- CF3 Chief Executive (15 Jan 2016 to 8 Dec 2019)
- CF1 Director (20 Jul 2012 to 8 Dec 2019)
- CF30 Customer (19 Apr 2012 to 8 Dec 2019)
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- (1)Employed By (7 Aug 2024 to 30 Apr 2025)
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- CF30 Customer (18 Jun 2008 to 29 Jun 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.