Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • CF30 Customer (since 5 Jun 2025)
    • [FCA CF] Client dealing (since 11 Feb 2025)
    • [FCA CF] Functions requiring qualifications (since 11 Feb 2025)
    • (3)Employed By (since 5 Jun 2025)
  • 7IM Investment and Retirement Solutions Limited (no longer approved here)

    FRN 787394

    • [FCA CF] Functions requiring qualifications (2 May 2024 to 25 Sep 2024)
  • Seven Investment Management LLP (no longer approved here)

    FRN 589124

    • [FCA CF] Functions requiring qualifications (28 Apr 2023 to 25 Sep 2024)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (13 Jul 2022 to 7 Nov 2022)
    • CF30 Customer (5 Jul 2022 to 7 Nov 2022)

Recent activity

Updates to this individual's record on the FCA register.

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