Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bentley Reid & Co (UK) Limited
FRN 572096
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 14. Managing investments
- 17. Administrative functions in relation to managing investments
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- CF30 Customer (since 5 Jun 2025)
- [FCA CF] Client dealing (since 11 Feb 2025)
- [FCA CF] Functions requiring qualifications (since 11 Feb 2025)
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Viaduct Advisory Limited
FRN 1014760
- (3)Employed By (since 5 Jun 2025)
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- [FCA CF] Functions requiring qualifications (2 May 2024 to 25 Sep 2024)
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- [FCA CF] Functions requiring qualifications (28 Apr 2023 to 25 Sep 2024)
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- Appointed representative dealing with clients for which they require qualification (13 Jul 2022 to 7 Nov 2022)
- CF30 Customer (5 Jul 2022 to 7 Nov 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.