BANK OF CHINA INTERNATIONAL (UK) LIMITED

• Principal Place of Business

  Bank Of China International (UK) Ltd

  1 Lothbury

  London

  City Of London

  EC2R 7DB

  UNITED KINGDOM

  Phone

  +442036518888

• Complaints Contact

  1 Lothbury

  London

  EC2R 7DB

  UNITED KINGDOM

  Phone

  +442033019970

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jie Dong

  IRN JXD01680

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (24 Mar 2014 to 8 Dec 2019)
• KIN MAN LEE

  IRN KXL00247

  • Director of firm who is not a certification employee or a SMF manager (15 Feb 2023 to 9 Dec 2024)
• Kenneth Qi Ge

  IRN KXG01225

  • CF2 Non Executive Director (13 Dec 2004 to 9 Mar 2012)
• Konstandinos Kakoulli

  IRN KXK01061

  • SMF16 Compliance Oversight (9 Dec 2019 to 7 Aug 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Aug 2025)
  • [FCA CF] Significant management (9 Dec 2019 to 7 Aug 2025)
  • CF11 Money Laundering Reporting (9 Feb 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (9 Feb 2016 to 8 Dec 2019)
• Lisa Chen Madle

  IRN LCM01012

  • CF26 Customer Trading (9 Feb 2005 to 25 Feb 2005)
  • CF21 Investment Adviser (7 Sep 2004 to 25 Feb 2005)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 25 Feb 2005)
• MING CHAN

  IRN MXC01078

  • Director of firm who is not a certification employee or a SMF manager (since 12 Jan 2024)
• Martin John Cornett

  IRN MJC01354

  • CF26 Customer Trading (27 Feb 2004 to 30 Jun 2007)
  • CF1 Director (6 Jan 2003 to 30 Jun 2007)
  • CF3 Chief Executive (6 Jan 2003 to 30 Jun 2007)
  • CF8 Apportionment and Oversight (6 Jan 2003 to 30 Jun 2007)
  • CF21 Investment Adviser (1 Jul 2002 to 30 Jun 2007)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Jul 2002 to 30 Jun 2007)
• NIKOLA BAKIC

  IRN NXB01835

  • CF30 Customer (8 Jul 2015 to 27 Oct 2017)
• Norman Gregory D'Costa

  IRN NGD01010

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Oct 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (12 Oct 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (26 Sep 2006 to 31 Oct 2007)
• Philippa Savage

  IRN PAG01182

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 20 Dec 2013)
  • CF21 Investment Adviser (1 Sep 2006 to 31 Oct 2007)
  • CF26 Customer Trading (1 Sep 2006 to 31 Oct 2007)

No changes recorded yet.