Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BANK OF CHINA INTERNATIONAL (UK) LIMITED (no longer approved here)

    FRN 182064

    • CF26 Customer Trading (27 Feb 2004 to 30 Jun 2007)
    • CF1 Director (6 Jan 2003 to 30 Jun 2007)
    • CF3 Chief Executive (6 Jan 2003 to 30 Jun 2007)
    • CF8 Apportionment and Oversight (6 Jan 2003 to 30 Jun 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Jul 2002 to 30 Jun 2007)
    • CF21 Investment Adviser (1 Jul 2002 to 30 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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