BANK OF CHINA INTERNATIONAL (UK) LIMITED

Date authorised
1 April 2013
Companies House
03237646
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Bank Of China International (UK) Ltd
    1 Lothbury
    London
    City Of London
    EC2R 7DB
    UNITED KINGDOM
    Phone
    +442036518888

  • Complaints Contact

    1 Lothbury
    London
    EC2R 7DB
    UNITED KINGDOM
    Phone
    +442033019970

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • ALVIN CHENG-HOCK CHUA

    IRN ACC01179

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Sep 2022)
    • CF2 Non Executive Director (5 Jul 2016 to 8 Dec 2019)
  • Alaister Mildway Heywood Orchard

    IRN AMO01014

    • CF30 Customer (1 Nov 2007 to 1 Feb 2017)
    • CF26 Customer Trading (24 Feb 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (29 Oct 2002 to 31 Oct 2007)
  • Alastair Kenneth Ruskin Campbell

    IRN AKC01017

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Jul 2004)
    • CF1 Director (1 Dec 2001 to 30 Jul 2004)
  • Alexander Darius Bass

    IRN ADB01139

    • CF26 Customer Trading (8 Feb 2005 to 20 May 2005)
    • CF21 Investment Adviser (7 Jul 2004 to 20 May 2005)
  • Anthony Chi Hang Lok

    IRN ACL01091

    • CF2 Non Executive Director (23 Feb 2010 to 24 May 2010)
  • Barbara Shiu

    IRN BXS01503

    • CF2 Non Executive Director (7 Dec 2007 to 1 Oct 2009)
  • Bingxun Zhang

    IRN BXZ01002

    • CF3 Chief Executive (1 Dec 2001 to 11 Dec 2002)
    • CF1 Director (1 Dec 2001 to 11 Dec 2002)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 11 Dec 2002)
  • CHI TO GRAHAM NG

    IRN CTN01006

    • CF2 Non Executive Director (14 Aug 2015 to 31 May 2016)
  • Caroline Charlotte Basham

    IRN CCB01069

    • CF21 Investment Adviser (16 May 2005 to 20 Feb 2006)
    • CF26 Customer Trading (16 May 2005 to 20 Feb 2006)
  • Chung Mun Wong

    IRN CMW01153

    • CF2 Non Executive Director (25 Feb 2013 to 30 Jul 2016)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.