BANK OF CHINA INTERNATIONAL (UK) LIMITED

Date authorised
1 April 2013
Companies House
03237646
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Bank Of China International (UK) Ltd
    1 Lothbury
    London
    City Of London
    EC2R 7DB
    UNITED KINGDOM
    Phone
    +442036518888

  • Complaints Contact

    1 Lothbury
    London
    EC2R 7DB
    UNITED KINGDOM
    Phone
    +442033019970

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Craig Hodge

    IRN CXH01221

    • CF30 Customer (22 Feb 2008 to 26 Nov 2008)
  • Donald Werner Anderson

    IRN DWA01018

    • CF28 Systems and controls (1 Nov 2007 to 19 Aug 2008)
    • CF10 Compliance Oversight (1 Dec 2001 to 19 Aug 2008)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 19 Aug 2008)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
  • Eric Kit Man Li

    IRN EKL01008

    • CF2 Non Executive Director (18 Dec 2007 to 20 Feb 2013)
  • Fang Mei Ling Lu

    IRN FLL01002

    • CF23 Corporate Finance Adviser (14 Mar 2002 to 23 Aug 2004)
  • Giles Alexander Douglas Hamilton

    IRN GAH01096

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (24 Feb 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (21 Sep 2002 to 31 Oct 2007)
  • Hao Wang

    IRN HXW01044

    • CF2 Non Executive Director (24 Jan 2014 to 23 May 2015)
  • Ikuyo Mitsuzono

    IRN IXM01126

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • JUN WANG

    IRN JXW02200

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Nov 2023)
    • CF2 Non Executive Director (15 Mar 2013 to 8 Dec 2019)
  • Jeremy Charles Robson

    IRN JCR01052

    • CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2003)
  • Jianxun Shen

    IRN JXS02275

    • CF1 Director (18 Dec 2007 to 12 Jan 2009)
    • CF29 Significant management (18 Dec 2007 to 8 Apr 2009)
    • CF30 Customer (18 Dec 2007 to 8 Apr 2009)
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Recent activity

Updates to this firm's record on the FCA register.

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