Norman Gregory D'Costa

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BANK OF CHINA INTERNATIONAL (UK) LIMITED (no longer approved here)

    FRN 182064

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Oct 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (12 Oct 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (26 Sep 2006 to 31 Oct 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (22 Sep 2004 to 12 May 2005)
  • Queen Street Finance Ltd (no longer approved here)

    FRN 149145

    • CF26 Customer Trading (11 Dec 2001 to 31 Mar 2003)
    • CF21 Investment Adviser (11 Dec 2001 to 31 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.